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Financial & markets regulation

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  • Wednesday, 17 August, 2022
    Helen Thomas
    Entain makes the case for a tougher gambling crackdown

    Record £17mn fine raises questions about ability of industry to change and efficacy of current regulation

    new
  • Wednesday, 17 August, 2022
    KPMG LLP
    KPMG Korea fined over auditors’ misleading of US regulator

    Two former employees found to have improperly altered work papers

  • Monday, 15 August, 2022
    CryptofinanceEswar Prasad
    Crypto poses serious challenges for regulators

    There are important questions to answer on systemic risk, market integrity and consumer protection

  • Monday, 15 August, 2022
    Inside BusinessLaura Noonan
    Climate and crypto fraught with challenges for regulators 

    Difficulties in tackling complex problems may distract rule-setters from core role in ensuring financial stability

  • Friday, 12 August, 2022
    Chinese business & finance
    Chinese state-run groups to voluntarily delist from Wall Street

    Departures come as Washington and Beijing escalate dispute over audits

  • Friday, 12 August, 2022
    Personal Finance
    Six key issues for expats returning to the UK

    With tax, pensions and logistics costs, the process can be hugely expensive — even before reaching the high-inflation UK

  • Thursday, 11 August, 2022
    Bank of England
    Bank of England warns Truss and Sunak over City regulation plans

    ‘Regulatory independence is important’, says BoE governor Andrew Bailey, after Tory leadership rivals back ‘call-in’ powers for ministers

  • Wednesday, 10 August, 2022
    Helen Thomas
    This political veto on City regulation can only end in trouble

    Politicians are generally acknowledged to be quite bad at weighing short-term gain against longer-term risk

  • Tuesday, 9 August, 2022
    UK financial regulation
    Truss backs new powers to override City regulators

    Tory rivals face fight with BoE over allowing ministers to ‘call in’ watchdogs’ decisions

  • Monday, 8 August, 2022
    PwC
    PwC fined £1.75mn over BT audit after alleged Italian fraud

    Regulator says accounting checks lacked ‘professional scepticism’

  • Sunday, 7 August, 2022
    UK financial regulation
    Bank of England accused of failures on shadow banking

    Former deputy governor Paul Tucker says UK central bank must adopt comprehensive regulation of the sector

  • Friday, 5 August, 2022
    Cryptocurrencies
    SEC crypto clampdown puts digital asset industry on notice

    Wall Street’s top cop has been using traditional finance rules to police industry

  • Friday, 5 August, 2022
    Personal Finance
    Scammers prey on fears over the cost of living crisis

    Losses from the UK’s fraud ‘epidemic’ rose to £1.3bn last year

  • Thursday, 4 August, 2022
    Goldman Sachs Group
    Goldman credit card business under investigation by consumer finance watchdog

    Wall Street bank contends with retail headaches after push to diversify from trading and deals

  • Thursday, 4 August, 2022
    Cat Rutter Pooley
    Why are we still not punishing bosses for failure?

    Malus and clawback provisions are increasingly common, but not yet credible

  • Wednesday, 3 August, 2022
    Ramin Nakisa
    Funds need clear standardised labels

    Regulators must force industry to improve transparency

  • Wednesday, 3 August, 2022
    UK financial regulation
    Stop complaining about audit fines and improve your work, UK regulator tells firms

    Comments by FRC’s Sir Jon Thompson come after complaints that clampdown by watchdog was putting off new recruits

  • Tuesday, 2 August, 2022
    Melco Resorts & Entertainment Ltd
    Hong Kong casino tycoon considers Macau move to avoid US delisting

    Melco is exploring a loophole as negotiations between Beijing and Washington reach a stalemate

  • Monday, 1 August, 2022
    Inside BusinessTabby Kinder
    Crunch looms in China-US wrangle over delistings

    Negotiations over inspections of company audits nearly out of time

  • Monday, 1 August, 2022
    US Securities and Exchange Commission
    SEC charges 11 in ‘massive’ crypto Ponzi scheme

    US regulator says Forsage programme raised $300mn by ‘aggressively’ marketing to global investors

  • Monday, 1 August, 2022
    Alibaba
    Alibaba to ‘strive’ to keep New York listing despite addition to SEC watchlist

    Chinese tech group was added to a US register of companies facing delisting in 2024

  • Wednesday, 27 July, 2022
    South Korean business & finance
    South Korea probes $3.1bn crypto-linked forex transactions

    Regulators investigate ‘abnormal’ currency deals at Woori Bank and Shinhan Bank

  • Wednesday, 27 July, 2022
    InterviewBig tech
    Top US regulator fires warning shot after Apple’s push into lending

    Rohit Chopra says his agency will take a ‘very careful look’ at Big Tech’s foray into buy now, pay later

  • Wednesday, 27 July, 2022
    InterviewCryptofinance
    European banking regulator ‘concerned’ about finding staff to oversee crypto

    EBA chair José Manuel Campa worried about getting ready for new rules by 2025

  • Tuesday, 26 July, 2022
    UK financial regulation
    UK financial regulator delays consumer protection reforms

    FCA stops short of banning ‘inherently unfair’ customer charges after long-awaited consultation

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