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The $8.5mn fund has breached listing rules by having too few beneficial owners for too long
One question is whether 12b-1 fees levied on mutual funds can be used to promote them as converted ETFs
The regulator should impose more restrictions, members of its Investor Advisory Committee say
The MAGA, Vice and BAD ETFs would be impacted by ESG Funds and Names Rule changes, if adopted
Names Rule amendments could have a particular impact on thematic ETFs, analysts say
Fund manager makes cost changes to more than $137bn in ETFs and mutual funds
The four funds bled a combined $2bn during the 12 months ended November 30
The ETFs will swap existing Bloomberg indices for ones provided by Intercontinental Exchange
Rob Sharps said the manager would also expand its fixed-income suite with a range of active transparent ETFs
Hundreds of clients held the product for longer than they should have with some investors losing 75% of their assets
Complex transitions mean managers have to think every single detail through
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